
Convertible Sales and Trading
Convertible securities are hybrid instruments that have the qualities of both stocks and bonds. These securities are usually in the form of a bond or preferred stock and give an investor the right to exchange the security for a specified number of common shares of the underlying company at a stated conversion price.
Our dedicated professionals bring value to our institutional clients through their years of experience and expertise in research, sales and trading of convertible securities. Working closely with our analysts, our sales force is able to provide undervalued and attractive opportunities in all sectors of the convertible universe to our institutional investors. Our analysts’ ability to evaluate the entire capital structure of a company allows us to bring objective advice and recommendations to the spectrum of convertible investors from outright accounts as well as multi-strategy hedge funds.
Additionally, our convertible origination effort focuses on financings for small- to mid-size market capitalization companies allowing our sales force to provide investors with unique opportunities from first time issuers of convertible securities.
J Giordano consistently ranks among the top 5 volume leaders in
Autex for convertible securities. Summaries are available on the
Autex Block Data Website.
For more information, Please contact James Giordano:
203-975-1330 •  |